Showing posts with label Indian Constitution. Show all posts
Showing posts with label Indian Constitution. Show all posts

Saturday, 7 June 2014

Constituent Assembly debate on Sanskrit

Some comments have been made on my previous post about Sanskrit. So I would like to quote from the Constituent Assembly debate which took place on 12.9.1949 in our Constituent Assembly on the question as to which language should be made the national language.

The Hon'ble Shri Ghanshyam Singh Gupta : "We want to hear your views on Sanskrit".

Mr. Naziruddin Ahmed : " I am extremely thankful to the Hon'ble Member Mr. Gupta. If you have to adopt any language, why should you not have the world's greatest language ? It is a matter of great regret that we do not know with what reveration Sanskrit is held in the outside world. I shall only quote a few remarks made about Sanskrit to show how this language is held in the civilized world. Mr. W.C. Taylor says : 'Sanskrit is a language of unrivalled richness and purity'.

Mr. President : " I would suggest you may leave that question alone, because I propose to call representatives who have given notice of amendments of a fundamental character, and I will call upon a gentleman who has given notice about Sanskrit to speak about it".

Mr. Naziruddin Ahmed : " Yes, Sir, I shall not stand in between. I will only give a few quotations. Prof. Max Muller says that "Sanskrit is the greatest language in the world, the most wonderful and the most perfect'. Sir William Jones says :' Whenever we direct our attention to the Sanskrit literature the notion of infinity presents itself. Surely the longest life would not suffice for a perusal of works that rise and swell protuberant like the Himalayas above the bulkiest composition of every land beyond the confines of India'. Then Sir W. Hunter says : 'The grammar of Panini stands supreme among the grammars of the world. It stands forth as one of the most splendid achievements of human invention and industry'. Prof. Whitney says :' Its unequalled transparency of structure give Sanskrit the undisputable right to the first place amongst the tongues of the Indo-European family'. M.Dukois says :' Sanskrit is the origin of the modern languages of Europe'. Prof. Weber says :' Panini's grammar is universally admitted to be the shortest and fullest grammar in the world'. Prof. Wilson says :' No nation but the Hindu has yet been able to discover such a perfect system of phonetics'. Prof. Thompson says :' The arrangement of consonants in Sanskrit is a unique example of human genius'. Dr. Shahidullah, Professor of Dacca University, says :' Sanskrit is the language of every man to whatever race he may belong'.

An Hon'ble Member : "What is your own view ?'.

Mr. Naziruddin Ahmed : "My own view is that Sanskrit is one of the greatest languages, and...."

An Hon'ble Member : "And should it be adopted as the National language or not ? It is not spoken by anyone now."

Mr. Naziruddin Ahmed : "Yes, and for the simple reason that it is impartially difficult to all. Hindi is easy for the Hindi speaking ares, but it is difficult for other areas. I offer you a language which is grandest and the greatest, and it is impartially difficult, equally difficult for all to learn. There should be some impartiality in the selection. If we have to adopt a language it must be grand, great and the best. Then why should we discard the claim of Sanskrit ?".

Pandit Lakshmi Kant Maitra : " If today India has got an opportunity to shape her own destiny I ask in all seriousness if she is going to feel ashamed to recognize the Sanskrit language---the revered grandmother of languages of the world, still alive with full vigour, full vitality ? Are we going to deny her rightful place in Free India ? That is a question I solemnly ask ? I know it will be said that it is a dead language. Yes. Dead to whom ? Dead to you because you have become dead to all which is great and noble in your own culture and civilization. You have been chasing the shadow and have never tried to grasp the substance which is contained in your great literature. If Sanskrit is dead may I say that Sanskrit is ruling us from her grave ? Nobody can get away from Sanskrit in India."

Though Sanskrit was not accepted as the national language of India, it has been placed in the 8th Schedule to the Constitution, and is also referred to in Article 351.

Wednesday, 23 October 2013

Some Issues relating to Fundamental Rights and Directive Principles in the Indian Constitution.

-by Justice Markandey Katju

          The Fundamental Rights and Directive Principles in the Indian Constitution and the case law thereon have been discussed in detail in various books e.g. Basu’s ‘Shorter Constitution of India’, etc. It is therefore not necessary to discuss the same again. What will be discussed here are some specific issues relating thereto, particularly in cases which I decided.
1.   Preventive Detention
Article 22 (3)(b) of the Indian Constitution specifically permits preventive detention.
Preventive detention permits the concerned authorities to detain a person in jail for a specified period without a regular trial. It is therefore an anathema to freedom loving people. From the time of issue of the Magna Carta it is a fundamental requirement of the rule of law that a person cannot be kept in jail except after giving him an opportunity of hearing in accordance with the criminal procedure code. Even if a person is arrested after an offence he has a right to apply for bail, and to get a fair trial. Preventive detention is therefore like the lettres de cachet which the French kings and aristocrats used to issue to put people in jail without trial. Voltaire was put in the Bastille in this manner, and so was Dr. Manette, the fictional character in Charles Dickens’s novel, ‘A Tale of Two Cities’.  
In cases of preventive detention no offence is proved, and the justification of such detention is suspicion or reasonable probability. There is no conviction which can only be warranted by legal evidence. Preventive detention is often described as a ‘jurisdiction of suspicion’.
In contrast to a regular trial, in preventive detention no lawyer is permitted, and the detenue is not allowed to present his witnesses or cross examine the witnesses against him. All that he is allowed is making a representation against the detention order, which is decided by an Advisory Board. But without the right to a lawyer, right to present his witnesses, and right to cross examine the witnesses against him (which is necessary to test the veracity of the prosecution witnesses) how will he get a fair hearing?
It is said that preventive detention is preventive not punitive. But for the detenue that makes no difference, as he is incarcerated without a fair trial, which in substance amounts to a punishment.
Preventive detention laws do not exist in democracies such as U.K. or U.S.A. (except during wartime). In India, however, they exist even during peacetime.  
I have always held strong views in favour of freedom (see my article ‘The Importance of Liberty and Democracy in India’ on my blog justicekatju.blogspot.in) . Hence I have always been opposed to preventive detention.
However, since preventive detention is permitted by the Indian Constitution, it cannot be held to be ipso facto illegal. But it can certainly be confined to narrow limits, and that is what a three Judge bench over which I presided, Rekha vs. State of Tamil Nadu, 2011, did.
Rekha’s case
        Article 21 gives the right to life and liberty to all persons. In Rekha’s case we held that Article 22 (3)(b), which permits preventive detention, must be held to be an exception to Article 21, and it cannot ordinarily nullify the full force of the main rule, which is the right to liberty in Article 21.
We observed: “Article 21 is the most important of the fundamental rights guaranteed by the Constitution of India. Liberty of a citizen is a most important right won by our forefathers after long, historical and arduous struggles. Our Founding Fathers realized its value because they had seen during the freedom struggle civil liberties of our countrymen being trampled upon by foreigners, and that is why they were determined that the right to individual liberty be placed on the highest pedestal”. We further observed: “Therefore we must confine the power of preventive detention to very narrow limits, otherwise the great right to liberty won by our Founding Fathers, who were also freedom fighters, after long, arduous, historical struggles will become nugatory.”
In Rekha’s case (supra) the allegations against the detenue was that he, and the co-detenues, used to collect expired pharmaceutical drugs, which used to be dumped by medical shops in Chennai city and its suburbs at a dump yard. They then tampered with the original labels and printed and pasted fresh labels to make it appear as if they were not expired drugs, and these were then sold to the public.
Criminal prosecutions under various provisions of the Indian Drugs and Cosmetics Act, 1940 and the Indian Penal Code were initiated against the detenue, and while these were going on, preventive detention orders under the Tamil Nadu Prevention of Dangerous Activities of Bootleggers, Drug Offenders, Forest Offenders, Goondas etc Act 1982, a preventive detention law, were served on them.
A habeas corpus petition filed by a wife of one of the detenues was dismissed by the Madras High Court, against which judgment an appeal came to the Supreme Court.
We allowed the appeal and set aside the detention order. A new principle was laid down by us in this decision as follows:
“Whenever an order under a preventive detention law is challenged, one of the questions the court must ask in deciding its legality is: Was the ordinary law of the land sufficient to deal with the situation? If the answer is in the affirmative, the detention order will be illegal.”
In Rekha’s case the court observed that the relevant provisions in the Drugs and Cosmetics Act and Indian Penal Code were sufficient to deal with the situation, and hence the preventive detention order was illegal.
No doubt a Constitution Bench of the Supreme in Haradhan Saha vs. State of West Bengal (1975) 3 S.C.C. 198 had held that even if a person is liable to be tried in a criminal court for commission of a criminal offence, or is actually being so tried, that does not debar the authorities from passing a detention order under a preventive detention law even on the same allegations. However, we held that this observation in Haradhan Saha’s case, to be understood correctly, must be construed in the background of the constitutional scheme. We held that if a person is liable to be tried, or is actually being tried for a criminal offence, but the ordinary law of the land (the I.P.C. or other statute)  was unable to deal with the situation, only then can a preventive detention order be validly passed. Hence we held in Rekha’s case that the observation in para 34 of Haradhan Saha’s case that even if a criminal case is going on against a person, a preventive detention order can be passed on the same allegations, cannot be regarded as an unqualified statement.
Deepak Bajaj vs. State of Maharashtra, 2008
In this case the petitioner approached the court challenging a preventive detention order before he had been arrested, and the question before us was whether such a petition at the pre-execution stage could be entertained?
In Addl. Secretary vs. Alka Subhash Gadia, 1990, (1992) S.C.C. Suppl (1) 496 a three Judge Bench of the Supreme Court had mentioned 5 grounds on which a habeas corpus petition against a preventive detention order could be entertained at the pre-execution stage viz. (1) The order was not passed under the Act under which it was purported to have been passed (2) It was sought to be executed against a wrong person (3) It was passed for a wrong purpose, (4) It was  passed on vague, extraneous or irrelevant ground, and (5) the authority which passed it had no authority to do so. This decision was followed in other decisions of the Court.
In Deepak Bajaj’s case we held that the 5 grounds mentioned in Alka Subhash Gadia’s case were illustrative and not exhaustive. We observed: “If a person against whom a preventive detention order has been passed can show to the court that the detention order is clearly illegal why should he be compelled to go to jail? To tell such a person that although such a detention order is illegal he must yet go to jail although he will be released later is a meaningless and futile exercise”.
We held that if a person is sent to jail then even if he is subsequently released his reputation may be irreparably tarnished. The reputation of a person has been held by the court to be a facet of his right to life under Article 21.
2.   Closing Slaughterhouse on Paryushan
I have sometimes been asked which was the most difficult case I found to decide, and my answer usually is: Hinsa Virodhak Sangh vs. Mirzapur Moti Kuresh Jamaat, 2008.
Usually I did not have difficulty in deciding cases, because having spent 40 years in the legal world, 20 years as a lawyer and 20 years as a Judge, I am broadly conversant with legal principles. However, in this case I found it very difficult to make up my mind. The Senior Judge on the bench, Justice H.K. Sema, had asked me to write the judgment after we had heard arguments and reserved the judgment, but for several weeks I just could not decide what view to take.
The facts of the case were that the Ahmedabad Municipality in Gujarat had for several years passed resolutions for closing down the Municipal slaughterhouse during the 9 days Jain Paryushan festival. Since goats, lamb and other animals could legally be slaughtered only in the Municipal slaughterhouse (for sanitation, hygiene, etc) the result was that for 9 days in a year people of Ahmedabad had to be vegetarians.
The butchers association of Ahmedabad challenged this resolution before the High Court on the ground that it violated their fundamental right of freedom of trade and business guaranteed by Article 19 (1) (g) of the Constitution. The residents of Ahmedabad pleaded that this resolution compelled them to become vegetarians for 9 days in a year, and this violated their right of privacy which had been held to be part of Article 21 in several decisions of the Supreme Court.
Jains are a community who follow the teachings of Lord Mahavir and other ‘Tirthankaras’. They believe in Ahimsa or non-violence, and are strict vegetarians.
The Paryushan festival is perhaps the most important one for Jains. During the 9 days period of the festival Jains do fasting and other spiritual acts e.g. recitation of their scriptures.
There is a large Jain community in Western India e.g. Gujarat, Rajasthan, Western Madhya Pradesh, Delhi etc. For several years the Ahmedabad Municipality had closed its slaughterhouse during Paryushan, and this was now challenged. The High Court allowed the writ petition, and the matter came up on appeal before us in the Supreme Court.
The petitioners before the High Court (respondents before us) alleged that the impugned resolutions of the Ahmedabad Municipality closing down the Municipal slaughterhouse during Paryushan was an unreasonable restriction on the rights of the butchers of Ahmedabad (the writ petitioners) to carry on trade and business in livestock, mutton etc. It was also a violation of the right of non vegetarians to eat meat.  What one eats is part of one’s right to privacy, which by judicial interpretation has been included in Article 21 of the Indian Constitution.
As mentioned above, for several weeks after reserving judgment in the case I could not make up my mind what view to take. There was certainly a case in support of the contentions of the writ petitioners (the butchers and non-vegetarian section of society), which had been upheld by the High Court. After all, it is one’s personal business what one eats. Why should a non-vegetarian be compelled to become a vegetarian, even if for 9 days? Nobody was compelling the Jains or other vegetarians to become non-vegetarians. Why then should it be vice versa?
This argument at first appealed to my mind. I am a strong votary for freedom, and the impugned resolution seemed to violate the rights of the butchers as well as non-vegetarians.
However, ultimately I decided to uphold the validity of the resolution and reverse the judgment of the High Court.
What persuaded me to do so were these factors:
(1)         The restriction was only for a short period of 9 days. Had it been for a longer period, say, for several months, I would certainly have held it to be violative of Articles 19 (1) (g) and 21 of the Constitution.
(2) There is a large Jain community in Western India, including Ahmedabad, and in a country like India with such tremendous diversity of religions, castes, languages, ethnic groups, etc we must respect the feelings of all communities.
(3) The restriction was not a new one, but had been imposed every year for several decades. Reference was made in the judgment to Emperor Akbar and his respect for the Jains.
          Taking all these considerations cumulatively we upheld the restriction as being a reasonable one. We referred to the Constitution Bench decision of the Supreme Court in State of Madras vs. V.G. Row, 1952 in which the broad tests for determining reasonableness were indicated. One of the tests laid down therein was whether the restriction was excessive. In the present case we noted that the closure of the slaughterhouse was only for a short duration of 9 days in a year, and hence it was not excessive. We also referred to the decision of the Supreme Court in Government of Andhra Pradesh vs. P. Laxmi Devi, 2008 in which it was held that the court should exercise judicial restraint while judging the constitutional validity of statutes, and the same principle would apply while adjudicating the constitutional validity of delegated legislation.
3.   Mere Membership of Banned Organization
In certain statutes like the Terrorist and Disruptive Activities Act, 1987 (called TADA) or the Unlawful Activities (Prevention) Act, 1967 mere membership of an organization banned under that Act is a crime. Two cases came up before a bench of the Supreme Court of India which I was the senior member relating to TADA. These cases were Arup Bhuyan vs. State of Assam and Sri Indra Das vs. State of Assam, both decided in 2011. The appellants in these cases were convicted as they were members of ULFA, which was a banned organization under TADA.
We held in these cases following the decision in State of Kerala vs. Raneef, 2011 that mere membership of a banned organization will not incriminate a person unless he resorts to violence or incites people to violence or does an act intended to create disorder or disturbance of public peace by resort to violence.
In Arup Bhuyan’s case we relied on the decision of the U.S. Supreme Court in Clarence Brandenburg Vs. State of Ohio, 395 U.S. 444 (1969) in which the U.S. Supreme Court held that mere advocacy or teaching the duty, necessity, or propriety   of violence as a means of accomplishing political or industrial reform, or publishing or circulating or displaying any book or paper containing such advocacy, or justifying the commission of violent acts with intent to exemplify, spread or advocate the propriety of the doctrines of criminal syndicalism, or to voluntarily assemble with a group formed to teach or advocate the doctrines of criminal syndicalism is not per se illegal. It will become illegal only if it incites to imminent lawless action. The statute under challenge was hence held to be unconstitutional being violative of the First and Fourteenth Amendments to the U.S. Constitution.
What has to be noted is that Section 3 (5) of TADA makes mere membership of a banned organization a crime. However, in Arup Bhuyan’s case (supra) we held that Section 3 (5) cannot be read literally, otherwise it will violate Articles 19 and 21 of the Constitution. It is well settled that the Court should try to take a view which upholds the Constitutional validity of a statute, even if that requires reading down the plain language of the statute. In Sri Indra Das’ case we referred to several decisions where the language of a statute had been read down by the court to sustain its constitutional validity.
In Sri Indra Das case we referred in paragraphs 8 to 25 to various decisions of the U.S. Supreme Court which held that mere membership of a banned organization cannot be held to be a crime. In Scales vs. U.S. 367 U.S. 203 (229) a distinction was made between a passive member and an active member. In that decision Justice Harlan observed that there must be clear proof that the accused specifically intended to accomplish the aims of the organization by resort to violence. A person may be foolish, deluded or perhaps merely optimistic, but that would not make him a criminal.
In Noto  vs. U.S. 367 US 290 Justice Harlan observed:
“The mere teaching of Communist Theory, including the teaching of the moral propriety or even moral necessity for a resort to force and violence, is not the same as preparing a group for violent action.”
In Communist Party vs. Subversive Activities Control Board, 367 U.S.1 (1961) Mr. Justice Hugo Black in his dissenting judgment observed:
“The first banning of an association because it advocates hated ideas, whether that association be called a political party or not, marks a fateful moment in the history of a free country. That moment seems to have arrived for this country. This whole Act – embarks this country, for the first time, on the dangerous adventure of outlawing groups that preach doctrines that nearly all Americans detest. When the practice of outlawing parties and various public groups begins, no one can say where it will end. In most countries such a practice once begun ends with a one party government”.
In Whitney vs. California, Mr. Justice Brandeis, the celebrated Judge of the U.S. Supreme Court, in his concurring judgment, which really reads like a dissent, observed:
“Fear of serious injury cannot alone justify suppression of free speech and assembly. Men feared witches and burned women. It is the function of free speech to free men from the bondage of irrational fears. To justify suppression of free speech there must be a reasonable ground to believe that the danger apprehended is imminent. The wide difference between advocacy and incitement, between preparation and attempt, between assembling and conspiracy, must be kept in mind.
In India many people may join a banned organization only because they believe in the ideology of that organization, but they may not be doing, or preparing to do, or inciting or organizing, any act of violence. They are only passive, not active members, and hence they cannot be convicted.
4.   The Haj Subsidy case
In Praful Goradia vs. Union of India, 2011, the grievance of the petitioner is that he is a Hindu, but he has to pay taxes part of whose proceeds go for the purpose of the Haj pilgrimage, which is only done by Muslims. His argument was that Articles 14 and 27 of the Constitution were violated.
Under the Haj Committee Act, 1959 (replaced by Haj Committee Act, 2002) pilgrims selected by the Haj Committee for going for Haj are given a subsidy by the Government of India in the air fare. It was submitted that the burden of this subsidy fell on non-Muslims too.
Article 27 of the Constitution states: “No person shall be a compelled to pay taxes, the proceeds of which are specifically appropriated in payment of expenses for the promotion or maintenance of any particular religion or religious denomination.”
The court held in Praful Goradia’s   case that there was no violation of Article 27. The court observed:
“In our opinion Article 27 would be violated if a substantial part of the entire income tax collected in India, or a substantial part of the entire central excise or the customs duty or sales tax or any other tax collected in India were to be utilized for promotion or maintenance of any particular religion or religious denomination.” It was also held that if only a very small part of any tax was used for this purpose there would no violation of Article 27. 
The petitioner had not made any allegation that a substantial part of any particular tax was used for subsidizing the Haj pilgrimage.
It was pointed out by the government counsel that the government incurs expenditures for Kumbh and Magh Melas, Mansarovar pilgrimage, etc. for Hindus, visits of Sikhs to gurudwaras in Pakistan, etc. but these were small expenditures compared to the total tax collected.
The court observed that we must not be too rigid in these matters, and must give some free play to the joints of the State machinery. A balanced view had to be taken, and one could not say that if even a single paisa of government money is spent for a particular religion there would violation of Article 27. As observed by Justice Holmes of the U.S. Supreme Court, in Bain Peanut Co. vs. Pinson, 282 U.S. 499 (1931), “The interpretation of Constitutional principles must not be too literal. We must remember that the machinery of the government would not work if it were not allowed a little play in its joints.”
The court also held that there was no violation of Article 14 and 15 of the Constitution. Expenditures were incurred by the governments, Central and State, for other religions too. Article 14 could not be interpreted in a doctrinaire or dogmatic manner. It is not prudent or pragmatic for the court to insist on absolute equality when there are diverse situations and contingencies. The court also relied on the decision in Government of Andhra Pradesh vs. P. Laxmi Devi, 2008 in which the court advised great restraint while deciding the constitutionality of a statute.


5.   Right of Muslims to Build Mosques
When I was a Judge in the Allahabad High Court a petition came up before a division bench (of which I was the senior member) in Mohd. Sharif Saifi vs. State of U.P., Writ Petition 43403/1998 decided on 28.1.1999.
The grievance of the petitioner was that he was not being allowed to build a mosque on his land, and hence Article 25 of the Constitution was being violated.
Agreeing with his contention, we allowed the petition and observed:
“This is a free and secular country. Subject to public order, morality and health, anybody is entitled under Article 25 of the Constitution to build any house of worship, whether it is a mosque, church, temple, etc., on his own land or on anyone else’s land with the consent of that person. Article 25 (1) of the Constitution states:
“Subject to public order, morality and heath and to the other provisions of this Part, all persons are equally entitled to freedom of conscience and the right freely to profess, practice and propagate religion”.
Hence, we make it clear that the petitioner is fully entitled to make a mosque on his own land or on someone else’s land with the permission of that person, and if he does so the authorities will give him full protection, and take strong action against anyone interfering with the petitioner’s right. No permission of the D.M. is required for this.
However, we would humbly suggest to the petitioner and others concerned that instead of mosques, temples, etc., the country requires more schools, hospitals, technical institutions, vocational training institutes, etc., for the country’s scientific and technological development. Half of the population of the State is illiterate and a large number of young people wish to get technical training in order to get employment, and hence it is absolutely essential that there should be more schools, technical institutes, vocational training institutes, hospitals, etc., so that the country progresses, and the welfare of the people is attended to. Hence instead of building temples, mosques, etc., we recommend to all people (including the petitioner) to consider our suggestion, and follow it if it appeals to them.
In this connection we may also mention that Article 51-A (h) of the Constitution makes it a fundamental duty of all citizens to develop the scientific temper.
However, we again make it clear that this is only our humble suggestion, and the petitioner is fully entitled to make a mosque on his own land, or on someone else’s land with his  consent, and the authorities will give him full protection for doing so”.   
6.   Right of Muslims to Bury their Dead Bodies in their Graveyard
When I was Chief Justice of the Madras High Court a writ petition, Mohamed Gani vs. Superintendent of Police, Writ Petition 5202/1998 (decided on 14.7.2005) was heard by a bench of myself and Justice Kalifulla (who is now a Judge of the Supreme Court). The judgment can be seen online.
The facts of the case were that in a certain village in the Dindigul district of Tamil Nadu certain Harijans were not allowing the Muslims of the village to take their dead bodies for burial through a certain public street.
We allowed the petition, holding that this is a free, democratic and secular country. In view of the tremendous diversity in our country, the only policy that can work is secularism and equal respect to all communities.
We held that the right to bury dead bodies in accordance with one’s religious rites and customs is a part of Article 25 of the Constitution. One could understand an objection to taking bodies through someone’s private land, but here the bodies were sought to be taken through the public street. Hence there could be no valid objection, and we directed the administration that they should ensure that there was no obstruction.
In paragraph 19 of the judgment we further observed:
“From a perusal of the facts on record it appears that in village Balasamudram there are about 5000 families, and of them, 1000 families are Muslims. Thus Muslims are a minority in that village. It is the duty of the majority community in any particular area in our country to protect the minorities, and see to it that the members of the minority community (whether it is a religious minority or caste, ethnic or lingual minority) are made to feel secure and live with respect, and are not harassed in any way. Respect for minorities is a mark of a civilized people in the modern world. Hence it is absolutely essential that wherever in any particular place or region in our country any community is in the minority, the majority community must see to it that the minority community is made to feel secure and is not oppressed or in any way harassed, but can live with respect and with equality with others”.
7. Protection to Minorities
          Article 25 (1) of the Indian Constitution states: “Subject to public order, morality and health and to the other provisions of this Part, all persons  are equally entitled to freedom of conscience and the right freely to profess, practice and propagate religion.”
          I have always been a supporter of the rights of religious minorities in India, because I firmly believe that a mark of a civilized society is that minorities therein can live with dignity and respect.
          Christians are only about 2% of the 1.25 billion people in India. In January 2009 a case came up before a bench of the Supreme Court of which I was a member, in which the allegations were that Christians in Orissa were being persecuted by right wing Hindu groups. It was alleged that about 50,000 Christians had fled from their homes, some had been killed, their houses burnt, and they were living in camps or in the jungle.
          During the hearing of the case I remarked “We will not tolerate persecution of minorities. If the state government is unable to protect them it should resign. Article 25 of the Indian Constitution guarantees freedom of religion to all”.
          These oral observations had their effect, and the persecution of Christians in the State stopped, and compensation was awarded to those whose properties had been destroyed or damaged.
          When I was a Judge of the Allahabad High Court a case came before me pertaining to some village in U.P. In that village the majority consisted of Muslims, while the minority were Hindu Harijans. A Harijan girl was gang raped by some Muslim boys, who were prosecuted. I awarded the accused harsh punishment, holding that since Muslims were in the majority in that village it was their duty to see to it that Hindus could live with dignity and respect, but the accused did just the opposite. In India Hindus are a majority out of the total population, but they may be a minority in a specific area. It is the duty of the majority in every specific area to ensure that the minority lives with dignity and respect.  So it is not only Muslim and Christian minorities whom I have sought to protect, but also Hindus where they are in a minority in a particular area. 
8. Slaughter of Buffaloes
          When I was a Judge of Allahabad High Court a writ petition was filed before me, Banarsi vs. Abdul Ghani, second appeal 2219/1985 decided on 12.5.1992, by a Hindu praying that the court should prohibit slaughter of buffaloes. This was shortly before the Muslim festival of Eid-ul-Zoha or Bakrid.
          Ordinarily Muslims slaughter a goat or lamb on this occasion, but there are many poor Muslims who cannot afford to buy a goat. It is believed that by slaughtering one buffalo the spiritual benefit goes to seven Muslims. So seven poor Muslims get together and slaughter one buffalo, and thus the per head cost is much less than if each of them slaughtered a goat.
          I asked the petitioner’s counsel what objection did he have to slaughter of a buffalo. He said that buffalo is the ‘sawari’ (carriage) of Lord Yamaraj (the god of death), and hence his religions sentiments would be hurt and Article 25 of the Constitution violated if buffaloes are slaughtered.
          I asked that since a rat is the  ‘sawari’ of Lord Ganesh, so should killing of mice be prohibited? Similarly, almost every Hindu god had a sawari. Should slaughter of all these be prohibited?
          I held that this is a free and democratic country, and it is open to a person to slaughter any animal unless there is a law prohibiting it. The slaughter of cows and bull is prohibited by the U.P. Prevention of Cow Slaughter Act, 1955, except as permitted by Section 3 and 4 thereof. The killing of wildlife is prohibited by the Wildlife (Protection) Act. However, there is no law prohibiting slaughter of buffaloes. In fact even some Hindus e.g. Gurkhas slaughter buffaloes as a ‘bali’. Of course there may be municipal rules and regulations specifying the place of slaughter, for the sake of hygiene and sanitation. There may also be municipal rules that the slaughter should not be done within a certain distance of a place of worship or a school or college. These were matters which could regulated by the legislature or municipality, but apart from this there can be no prohibition or restriction on the slaughter of buffaloes or other animals. Under Article 25 of the Constitution every person has a fundamental right to freely practice his religion, but this did not mean that one can force his religious views on others.
          This view was upheld by a division bench of the High Court in Nisar Ahmed vs District Magistrate Kanpur, CMWP 13695/93 decided on 2.12.1993     
9. Sex Workers
There are possibly millions of sex workers (prostitutes) in our country. These girls come into the flesh trade not because they enjoy it but because of abject poverty. They become practically slaves of the brothel owners, and are pitilessly exploited, and often brutally treated. Once they enter the flesh trade they became social outcastes for the so called ‘decent’ society. Surely it cannot be said they enjoy a life of dignity envisaged by Article 21 of the Constitution.
Buddhadev Karmaskar vs. State of West Bengal, Criminal Appeal No. 135 of 2010 was a case which came up before a bench of the Supreme Court of which I was the senior member. The appellant had brutally killed a sex worker, and we upheld his conviction. However, having dismissed the appeal, we suo motu converted it into a P.I.L. for rehabilitating sex workers.
We were of the view that if sex workers were given some technical training they could earn their bread through this technical skill, instead of by selling their bodies. Hence we directed the Central and State Governments to prepare schemes for rehabilitating the sex workers, and we also set up a Committee, headed by a senior lawyer of the Supreme Court, to monitor this exercise. The case is still going on.
10. The Son-of-the Soil Theory
Some people in one State in India propounded the son-of-the soil (bhumiputra) theory. They assaulted people of other states and vandalized their property.
When a case came before a bench of the Supreme Court of which I was a member I orally observed in court that we cannot permit balkanization of the country.
Article 19 (1) (e) of the Indian Constitution states:
“All citizens shall have the right – (e) to reside and settle in any part of the territory of India.”
Thus it is a fundamental right of a person who is a native of State A to migrate to State B, and people in State B cannot say that since the person is not a bhumiputra of State B he is an ‘infiltrator’ and should be driven out. In practically every State in India there are people who were natives of other states, but had come there for trade or job opportunities or some other reason. By virtue of Article 19 (1) (e) they have a fundamental right to migrate to and settle down in any other state.
India is one country, and the bhumiputra theory is totally unacceptable.


11. Right of Accused to Counsel
In Md. Sukur Ali vs. State of Assam, 2011, the Gauhati High Court had dismissed a criminal appeal in absence of his counsel.
Article 22 (1) of the Constitution states:
“No person who is arrested shall be detained in custody without being informed, as soon as may be, of the grounds for such arrest, nor shall he be denied the right to consult, and to be defended by, a legal practioner of his choice.”
Though this provision does not clearly say that a criminal case should not be decided in the absence of the defendant’s counsel, in Md. Sukur Ali’s case we held that a criminal case should not be decided in absence of the defendant’s counsel, and in the absence of his counsel the court cannot dismiss his appeal but must appoint an amicus curiae to appear for the appellant and defend him. The appeal was hence allowed and the matter remanded to the High Court.
12. Right to Water
          The right to water is surely part of the right to life guaranteed by Article 21 of the Constitution, because one cannot live without water, and it has been held to be so in certain decisions. But the reality is that vast areas of our country suffer from water shortage. Hence in M.K. Balakrishnan vs. Union of India, WP (c) No. 230 of 2001 a bench of which I was the senior member by our order dated 28.4.2009 directed the Central Government to form a Water Committee headed by the Union Secretary, Science and Technology, whose task was to find out by scientific research methods of solving the water shortage problems in various parts of India. The Water Committee was accordingly constituted and is doing its work.
13. Right to grant interim bail
          An accused in a criminal case has a right to apply to the Court for bail. What happens usually in practice, however, is that when an accused applies for bail he must surrender before the court but often the court does not decide the bail application the same day but adjourns the case for a few days to enable the government counsel to get instructions. In the meantime, the accused has to go to jail. Even if he is later granted bail and acquitted his reputation may be irreparably tarnished, and the right to reputation has been held to be part of the right to life guaranteed by Article 21 of the Constitution (see Deepak Bajaj vs. State of Maharashtra).
          Hence in Lal Kamlendra Pratap Singh vs. State of U.P., 2009 and in several decisions thereafter it was held that the court has power to grant interim bail pending final disposal of the bail application. Of course it is the discretion of the court to grant interim bail on the facts of the case, and it is not bound to do so. But grant of this power to the court means that a person need not be sent to jail if the court on the facts thinks that interim bail should be granted. 
14. Right to Marry
          Once a person becomes a major according to the Indian Majority Act, 1875 (which is 18 years of age, vide Section 3) he/she is deemed by the law to know what is in his/her interest. Hence after crossing the age of 18 years no one can legally prevent a person from marrying a person of his/her choice.
          In Lata Singh vs. State of U.P., 2006 the facts were that the petitioner fell in love with a young man of a different caste. This very much angered her brothers who started harassing the couple in various ways, because of which she had to leave Lucknow where she had been living. In the petition which came up before the Supreme Court in a bench of which I was a member we observed:
          “This is a free and democratic country, and once a person becomes a major he or she can marry whomsoever he/she likes. If the parents of the boy or girl do not approve of such inter caste or inter religious marriage the maximum they can do is that they can cut off social relations with the son or the daughter, but they cannot give threats or commit or instigate acts of violence and cannot harass the person who undergoes such inter caste or inter religious marriage”.
          We directed the administration and police to prevent harassment or violence on such couples, and those who do so should be criminally prosecuted.
          In my view the right to marry a person of one’s choice is a part of the right to privacy, which has by judicial interpretation been held to be part of Article 21 of the Constitution.
          In Arumugam Servai  vs. State of Tamil Nadu, 2011, the Supreme Court condemned the shameful practice of ‘honour killing’ in some parts of India, of young couples who enter into an inter caste or inter religious marriage against the wishes of their parents or other relatives or caste/community members. We directed criminal prosecution of those who commit such crimes, and suspension of the administrative or police officers who do not prevent them.
15. Insulting dalits
          In Arumugam Servai’s case (supra) we held that people should not insult dalits by addressing them as ‘pallan’, ‘parayam’ or ‘paraparayan’ or ‘chamar’ as it hurts their feelings, just as one should not use the word ‘nigger’ or ‘negro’ for African Americans.
16. Article 14
          Article 14 of the Constitution states: “The State shall not deny to any person equality before the law or the equal protection of the laws within the territory of India”
          This provision is directed against inequality (though later by judicial interpretation, in Royappa’s case, 1974 and Maneka Gandhi’s case, 1978 it was also held to be directed against arbitrariness in state action), and this is a bedrock of a modern democracy.  
          Difficulties, however, arise in its implementation. For instance, it has been held that it does not forbid rational classification.
          In two decisions by a bench of the Supreme Court of which I was a member the court has clarified some issues relating to it.
          In Transport Dock Workers Union vs. Mumbai Port Trust, 2010 the appellants filed a writ petition in the High Court alleging violation of Article 14 on the ground that those Typist-cum-Computer clerks appointed before 1.11.1996 have to work for six and half hours per day, whereas those, like the appellants, appointed thereafter have to work for seven and half hour a day. The reply of the respondents was that due to change in technology and with introduction of privatization and setting up of private ports with whom the respondent port had to compete, the respondent decided to have uniform working hours for the personnel working in the indoor establishment and outdoor establishment. From the beginning the personnel working in the outdoor establishment had to work for seven and half hours a day, and hence by a policy decision it was decided that to bring about uniformity in the duty hours all personnel working in the indoor establishment were asked to work for seven and half hours. However, in order to avoid litigation it was decided that the duty hours of those appointed in the indoor establishment before 1.11.1996 will remain unchanged, while new recruits had to work for seven and half hours a day, and it was only on acceptance of this condition that they were appointed.
          The court held that there was no violation of Article 14 since there was a reasonable classification.
          The court went into the question as to what would be a ‘reasonable’ or ‘rational’ classification, and held that one of the tests (though not the only one) would be: is the classification conducive to the functioning of modern society? In the modern world businesses have to face competition. To do so, they may have to have longer working hours and introduce efficiency, while avoiding labour disputes. Looked at from this point of view, the classification was held to be reasonable as it made the organization more competitive and efficient. The court also held that Article 14 could not be interpreted in a doctrinaire or dogmatic manner. Absolute and inflexible concepts are an anathema to progress and change. As observed by Justice Holmes of the U.S. Supreme Court, the machinery of the government would not work if it were not allowed some free play in the joints. Differential treatment does not per se violate Article 14. It violates Article 14 only when there is no conceivable reasonable basis for the differentiation. In view of the complexity of modern society, it was not prudent or pragmatic for the court to insist on absolute equality when there are diverse situations and contingencies, as in the present case.
          The second decision, S.C. Chandra vs. State of Jharkhand, (2007) 8 S.C.C. 279 pertaining to Article 14 relates to the principle ‘equal pay for equal work’. In Dhirendra Chamoli vs. State of U.P. (1986) 1S.C.C. 637, the Supreme Court granted to the casual and daily rated employees the same pay scale as regular employees, as they were doing the same work. It was subsequently realized that the application of the principle equal pay for equal work was creating havoc. All over India different groups were claiming parity in pay with other groups e.g. government employees of one state were claiming parity with government employees of other States. Fixation of pay scales is a delicate mechanism which required various considerations including financial capacity, responsibilities, education qualifications, mode of appointment, etc., and it had a cascading effect. Hence in subsequent decisions of the Supreme Court the principle of equal pay for equal work had been considerably watered down, and it had hardly ever been applied in recent decisions of the court. Thus, in State of Haryana vs. Tilak Raj, AIR 2003 S.C. 2658 it was held that the principle applied only if there is complete and wholesale identity between the two groups i.e. in their mode of appointment, educational qualifications, responsibilities, nature of work, experience, etc. Even if the employees in the two groups are doing identical works they cannot be granted equal pay if there is no complete and wholesale identity, e.g. a daily rated employee may be doing the same work as a regular employee yet he cannot be granted the same pay scale. Moreover, even for finding out whether there is complete and wholesale identity the proper forum is an expert administrative body, and not the writ court, vide State of Haryana vs. Charanjit Singh (2006) 9 S.C.C. 321. A mechanical interpretation of the principle of equal pay for equal work creates great practical difficulties. Hence the court should exercise judicial restraint and not interfere in such an executive function, vide Indian Drug and Pharmaceuticals Ltd vs. The Workmen (vide parar34). Fixation of pay or pay scales is an executive function, and the court should not ordinarily encroach into this domain.
17. Reading Directive Principles into the Fundamental Rights
          Article 37 of the Constitution specifically states that the Directive Principles of State Policy in the Constitution are non-enforceable.
          However, several decisions of the Supreme Court have enforced certain Directive Principles by reading them into certain fundamental rights. Thus, the right to education mentioned in Article 41 has been held to be part of Article 21 of the Constitution, vide Unnikrishnan vs. State of Andhra Pradesh, AIR 1993 S.C. 2178 in which it was held that every child is entitled to free education upto the age of 14 years, and this right flowed from Article 21 of the Constitution. After the age of 14 years the right to education is subject to the limits of economic capacity and development of the State (by the Constitutional Amendment of 2002 the right was incorporated in Article 21 A). In effect this decision says that upto the age of 14 years free education must be given to children whether the State has the economic capacity or not. In this view correct?
          It must be remembered that the Founding Fathers deliberately made the Directive Principles unenforceable by courts because India was a poor country and hence may not have the financial resources to enforce the Directive Principles, however much the state wanted to. A balanced and pragmatic view was therefore taken by making these Directive Principles non-enforceable. No doubt it would be wonderful if the Directive Principles would become a reality, but where are the finances for this? By reading Directive Principles into the Fundamental Right is one not making Article 37 nugatory?
          The Supreme Court has issued several directives to the government and administrative authorities to implement the Directive Principles. Thus, in Mukesh Advani vs. State of Madhya Pradesh, AIR 1985 SC 1383 (paragraphs 17 and 21) and Bandhua Mukti Morcha vs. Union of India, AIR 1984 SC 802  the court directed the government to issue a notification under the Minimum Wages Act for the benefit of bonded and other exploited labourers. In the same decisions the court set up a Joint Committee of the Union of India and State Government as a machinery to supervise and ensure that he poor and needy employees are not exploited by unscrupulous contractors. In Sheela Barse vs. State of Maharashtra AIR 1983 SC 378 the court directed various steps for extending the benefit of Article 39A to under trial prisoners. Various other such decisions can be cited.
          With respect, I am of the opinion that these decisions require reconsideration as Article 37 becomes redundant and nugatory if Directive Principles are made enforceable in this indirect way.      

         

   
  





Sunday, 20 October 2013

Constitutional Jurisprudence

CONSTITUTIONAL JURISPRUDENCE
by Justice Markandey Katju,
Synopsis

1.      Introduction
2.      Historical British Constitutional Developments
3.      John Locke’s Theory of Natural Rights and  the American Constitution
4.     The Indian Constitution

1.     Introduction
Jurisprudence is the Philosophy of Law. In other words it seeks to explain what law is all about in the most general way.
When we discuss and deal with the law, ordinarily we discuss specific subjects in law e.g., income tax, labour law, family law, service law, criminal law, law of torts, etc.
In jurisprudence we do not discuss these specific topics and instead we discuss questions like what is law? How did it originate? What is its object? What are its basic concepts? etc.
Therefore when we talk of Constitutional Jurisprudence we will have to ask: what is a Constitution, what is its purpose, what is its position in the legal system of the country, etc.
A Constitution is the social contract by which the people in a country are governed. It is a politico-legal document, unlike ordinary statutes, which are purely legal documents.

A Constitution is the fundamental law of the land, and therefore it prevails over all the other laws in the legal hierarchy, including statutes made by the legislature. It is the grund norm, as described by the eminent positivist jurist Kelsen.

Why have a Constitution at all?  The answer becomes obvious when we consider the purpose of a Constitution? In every society, whether ancient, medieval or modern, there have to be some authorities. No society can do without governance, and therefore in every society there have to be leaders and persons in authority.

 The basic purpose of a Constitution, therefore, is to set up the organic law of the land. In other words, the first purpose of a Constitution is to set up the organs of power in a country, and mention their functions and inter-se relationship and relation with the people.
Originally all Constitutions were unwritten, established by culture, conventions, social practices and historical developments.

In feudal monarchies, as in the days of the Tudor Kings in England, the king was the absolute ruler - the Supreme legislative, executive and judicial authority. In actual practice, though, he could not possibly perform all these functions himself, and hence he delegated many of these to his delegates, who were described as advisors, councillors, judges, etc. These persons performed the routine day to day state functions, but they were accountable to the king and not to any legislative body.

Subsequently when the people no longer wished to have a king as their absolute ruler, certain checks on him were devised. These were based on the theory of natural rights propounded by John Locke, and the theory of separation of powers by Montesquieu. These checks on the king’s absolutism were then incorporated into the country’s Constitution. Thus, apart from setting up the organic law of the law, i.e. setting up the organs of power, the second purpose of a Constitution (in modern times) was to put checks on these organs so that they may not act arbitrarily and oppressively.

There are other purposes of a Constitution too, but before we go into these we may discuss the historical constitutional developments in England, as that will greatly help our understanding of modern Constitutions.


2.                 Historical British Constitutional Developments  
The Tudors
            The Tudor Kings ruled in England from 1485 (when Henry VII became King) to 1603 (when Elizabeth 1, the last Tudor monarch, died).
            The Tudors were absolute rulers. They had a body of advisers called the Privy Councillors, to many of whom important state functions were delegated by the King/Queen, but these were selected by the monarch himself, were accountable to him alone, and held office at his pleasure.
            There was no doubt a body called Parliament, but this was a timid and weak body in the times of the Tudors, who could imprison or even execute its members if he was displeased with them for any reason. There was no freedom of speech at that time.
            How powerful were the Tudors can be realized from the fact that Henry VIII even got his Lord Chancellor Sir Thomas More and his chief adviser Thomas Cromwell beheaded and Cardinal Wolsey would have met the same fate but for his death during custody. His daughter Elizabeth I got the Duke of Norfolk and the Earl of Essex beheaded.

The Stuarts
            The great crisis in the struggle between personal monarchy and parliamentary Government began with the advent of the House of Stuart to the throne of England in 1603. This was one of the turning points in history. In one of his speeches James I, the first Stuart King, who was the author of the Theory of Divine Right of Kings said “as it is atheism and blasphemy to dispute what God can do, so it is presumptuous, and a high contempt, in a subject to dispute what a King can do, or to say that the King cannot do this or that”
            As Englishmen were by nature tenacious of their rights and blunt in their assertion of them, as they were temperamentally little disposed to accept a role of passive obedience, there was here ample material for contention, and contention raged over the whole field of British national life throughout the seventeenth century and was carried into the eighteenth century. It was the Glorious Revolution of 1688 which established that Parliament, not the King, was the supreme power of the State. By the Bill of Rights 1689 the King was forbidden to suspend or violate the laws, to levy taxes or raise troops without the consent of Parliament, or to deny his subject the full exercise of their rights.

Changes in the British Constitution
            As mentioned above, the Tudor Monarchs were absolute rulers. However in the reign of the Stuarts (from 1603 to 1688) and thereafter important changes in the British unwritten Constitution took place, some by changes in Constitutional conventions, and some by Acts of Parliament.
            As already mentioned, the Tudor monarchs were absolute rulers. In the times of the Stuarts, however, this absolutism began to be challenged by Parliament. A Civil War broke out in 1642 between King and Parliament, which resulted in the execution of King Charles I, in 1645 by Oliver Cromwell’s forces. After Cromwell’s death in 1658, Charles II, son of Charles I, was installed as the new King in 1660. He ruled till 1685 when he died, and then his younger brother becomes King as James II, who ruled only for 3 years till 1688 when he fled to France.

            The Stuart Kings were Protestants. After Henry VIII broke away from the Roman Catholic Church (since the Pope was not willing to annul his marriage with Catherine of Aragon), a majority of Englishmen gradually became Protestants. These Protestants hated Roman Catholics, and were unwilling to have a Catholic as their King.

            James II, though born a Protestant, had converted to the Roman Catholic faith in the reign of his elder brother, Charles II. When this became known, some Protestant members of the House of Commons introduced a bill in the House in 1679, known as the Exclusion Bill. This sought to exclude Roman Catholics, and therefore Charles’ younger brother James, from the throne of England. Charles II became very angry at this Bill, and dissolved the House, so the Bill never became a law. But it led to the formation of two political factions, which later became two political parties, the Whigs and the Tories. The Whigs supported the Exclusion Bill, and were against a strong monarchy, while the Tories opposed the Bill, and wanted a strong monarch.

            When King James II fled from England in 1688 Parliament replaced him by his Protestant son-in-law, William of Orange. This was known as the Glorious Revolution of 1688, and it was followed in 1689 by a Parliamentary enactment known as the Bill of Rights.

            The Glorious Revolution and Bill of Rights effectively transferred real power from the King to Parliament. The Glorious Revolution established the precedent that Parliament could transfer the Crown of England from one head to another, something which was inconceivable in the time of the Tudors. The Bill of Rights gave the power of the purse to Parliament, for it enacted that the King could not levy any taxes except with the consent of Parliament. It also laid down that the king could raise no armies except with the consent of Parliament, and members had immunity for what they said in Parliament. The power of the purse is the real power, for without money the king could do nothing.
            These historical events thus made Parliament effectually supreme. If followed that the party having majority in the House of Commons had the right to form the government, called the Cabinet.

The Cabinet System

            As mentioned before, the king had to have advisers to properly discharge state functions. This body of advisers in England was known as the Privy Council, but its members were all appointed by the King, were accountable to him, and held office at his pleasure.

            Later, out of the Privy Council the king would select a smaller body consisting of those Privy Councillors in whom he had most confidence, and this smaller body met for deliberations in a room set apart for this purpose called the cabinet. This body later came to be known as the cabinet, but it was appointed by, and accountable to, the king, who presided over its meetings.

            When Queen Anne died issueless in 1712 Parliament invited her second cousin George of Hanover, who was a Protestant, to become King of England, which he did as George I.

            Since George I was a German who could not speak English, he stopped attending meetings of the Cabinet, and hence the leader of the Whigs started presiding over it, and thus effectively became the Prime Minister.

            Sir Robert Walpole was the first Prime Minister of England, who was in office from 1721 to 1742. He was a Whig, which party had a majority in the House of Commons. Three new conventions were thus established: (1) The party having a majority in the House of Commons had the right to form the government (2) The leader of this Party in the House had the right to become the Prime Minister, and (3) The other Ministers would be chosen by the Prime Minister, not the king.

            All these were revolutionary changes, inconceivable in the times of the Tudors, or even the Stuarts, and they are the basis of modern democracy. By these changes effective power passed to Parliament and the king became a mere figurehead.

            An important statutory change which also needs to be mentioned is the Act of Settlement, 1701 which gave job security, and thus, real independence to Judges. Earlier, Judges in England held office at the King’s Pleasure, and could be dismissed by him anytime and without ascribing reasons, levying a charge, or giving opportunity of hearing. But by this Act, Judges could only be removed by impeachment by Parliament, and after framing charges and giving an opportunity of hearing.

            The 1832 Parliamentary Reform Act abolished ‘rotten’ boroughs in England and enfranchised people living in the cities which had arisen because of the Industrial Revolution.

            When the House of Lords rejected the budget approved by the House of Commons in 1909, the Parliament Act, 1911 then removed the right of the Lords to veto money bills. Other bills passed by the House of Commons could also not be vetoed, but delayed by the Lords for only upto two years. The 1949 Parliament Act reduced this period to one year.

            All these statutes thus effectively made the House of Commons the real legislative body in England, while the House of Lords substantially lost its powers.

            The European Communities Act 1872 was passed when England wanted to join the European Community, and this provided for incorporation of European Community Law into the domestic law of the United Kingdom.

3.                  John Locke’s Theory of Natural Rights and the American Constitution
            We have seen above how effective state power was transferred in England from the King to Parliament, and later to one of the two Houses of Parliament viz. the House of Commons, which represented the people.   

            Normally Parliament represented the people, and therefore was expected to act in the interest of the people. But what would happen if Parliament started acting against the interest of the people and started oppressing them?

            It is here that the theory of the British thinker John Locke gained importance. In his Second Treatise on Civil Government, written in 1690 Locke propounded his theory of ‘natural rights’ of the people. Locke wrote that the people had certain ‘natural rights’ e.g. the right to life and liberty, right to property, etc which were inherent in man. Hence even Parliament could not encroach on these.

            This theory was the basis of the Bill of Rights incorporated in the 1789 U.S. Constitution and the Indian Constitution’s Fundamental Rights.

            The first U.S. Constitution was the Articles of Confederation, which was ratified by the States in 1781. However, this Constitution had a fundamental defect. It did not give the Central Legislature, Congress, the power to impose taxes. Without taxes Congress was totally dependent on the States for grants. This made Congress a weak body. Hence a new Constitution was adopted in 1787 giving taxing powers to Congress. But many states refused to ratify it unless it contained a Bill of Rights. Hence the first ten Amendments were incorporated, and this Constitution (the present Constitution) was ratified in 1790.

            This Bill of Rights in the U.S. Constitution was very different from the British Bill of Rights of 1689. The latter had transferred power from the King to Parliament, but gave no rights to the people. The former gave Constitutional rights to the people e.g. freedom of speech, liberty, equality, freedom of religion, etc. On similar lines the Rights of Man were declared by the French National Assembly in 1789 after the French Revolution began. These rights put a check not only on the Executive but also on the Legislature.

            The U.S. Constitution also incorporated Montesquieu’s theory of Separation of Powers, thus introducing a system of checks and balances so that no organ can have absolute powers and act arbitrarily.

            Thus we see that the second purpose of a Constitution, after setting up the state organs, was to provide a check on these organs so that they may not act arbitrarily or oppressively.

            But who would enforce these rights and checks and balances? Obviously the legislature and executive could not be entrusted to do so, because these rights were to check the powers of the legislature and executive. Hence it was the judiciary which became the guardian of the people’s rights and liberties, either expressly vide Articles 32 and 226 of the Indian Constitution, or by judicial interpretation vide judgment of the U.S. Supreme Court in Marbury v. Madison.

            A third purpose of a Constitution mentioned in some (not all) Constitutions is to declare the ideals and goals which the State should strive for, e.g. the Directive Principles of State Policy in Part IV of the India Constitution.

            A Constitution may have several other provisions too, but we need not go into them have.

4.                 The Indian Constitution
The Indian Constitution is based on western models. Our founding fathers borrowed the parliamentary form of government and independent judiciary from Britain, the fundamental rights and federal structure from the U.S. Constitution, the Directive Principles from the Irish Constitution, etc.

Thus, the basic principles and State institutions set up in our Constitution were not of our own creation. We borrowed modern principles and modern institutions from western countries and imposed them from above on our backward, semi- feudal society.

In contrast, in England, France, etc., society and the constitutional principles and modern institutions historically grew together. For instance, the right of freedom of speech, and the right to liberty, etc were achieved in England and France after long, arduous, historical struggles by the peoples of those countries against feudal despotism e.g. the British Revolutions of 1645 and1688 and the French Revolution of 1789.

In India, on the other hand these modern rights and these modern state institutions were not the product of our own struggles but were borrowed from the west and transplanted from above on our backward, semi- feudal society by the Constitution makers. Thus, these rights and these state institutions were not the result of our own struggles, but were the benefits we got from the British, American and the French people. Thus, while our Constitution is modern, our society was (and still largely is) backward. The Constitution, by incorporating modern values and setting up modern institutions has pulled Indian society forward into the modern age, and was thus of great benefit to India. For instance, the equality provisions (Articles 14 to 18) lay down modern values, whereas the caste system which still largely prevails in India represents backward, feudal values, and provides for inequality.

Similarly, the parliamentary form of government, the principle that the government is responsible to the legislature (not to a king), the principle of universal suffrage (not suffrage restricted to rich people or to males alone), the principle that the king (or the President as in India) acts not of his own sweet will but on the advice of the cabinet, etc. are all principles borrowed from England, where they had been attained after long, arduous, historical struggles from the 17th to the 19th centuries.

Similarly, the principle of independence of judiciary was borrowed by us from England. It was essential to have an independent judiciary if we wish to protect the fundamental and other rights of the citizens, because if the judiciary is not independent it ordinarily cannot have the courage to declare an act of the legislature or executive as void, or to direct the executive to act lawfully.

In England up to 1701, judges were not independent and they held office at the king’s pleasure. Theoretically, judges were only the king’s agents. The king was the fountain of justice, and the judicial function was the sovereign function i.e., the function of the king. In fact kings often used to decide cases themselves e.g. the Mughal Emperors. However as the functions of the State expanded, the king became too busy in administrative, military and other matters, and he had no time to decide cases. Hence, he delegated these functions to his delegates, who came to be known as judges.

Upto 1701, judges in England had no job security, and they could be dismissed by the king whenever he chose. Thus King James I dismissed (and even imprisoned) Lord Coke, the Chief Justice of England in 1610 because the latter said that the king could not decide cases personally as he was not learned in the law.

It was the Act of Settlement, 1701 that gave independence and job security to the judges. By this act it was declared
(1) A Judge could not be removed by the king but by the Parliament by impeachment. This meant it was the legislature, not the executive who could dismiss a Judge.
(2) This impeachment proceeding required framing specific charges against the judge and giving him an opportunity to defend himself in respect of those charges (unlike the previous position where this was not necessary). In England impeachment can be done by a simple majority vote of The House of Commons, whereas under the Indian Constitution it requires two thirds majority of each house of Parliament.

It is this job security which gives independence to our judges, as they know that they cannot be thrown out of office even if they give a verdict against the government or the legislature. This gives them courage to act independently and fearlessly.

We have thus borrowed Locke’s theory by incorporating fundamental rights in our Constitution which even the legislature cannot violate, and we have also borrowed Rousseau’s theory by making the people supreme in our country.

Thus, while the Indian Constitution sets up state organs, it also limits their powers, so that they may not become tools of oppression against the people.

The third purpose of the Indian Constitution is to declare ideals which the state should seek to achieve. These are the Directive Principles of State Policy in part IV, which are borrowed from the Irish Constitution, but also having features peculiar to the Indian context, e.g. special protection to the historically disadvantaged classes e.g. Scheduled Castes and Scheduled Tribes.

The Indian Constitution in its historical context
We may now discuss the Indian Constitution in its historical context. To do so we have to first understand what is India.

As discussed in great detail in my judgment in Kailas v. The State of Maharashtra, and on my blog justicekatju.blogspot.in, India is broadly a country of immigrants, like North America. About 92% people living in India today are descendants of immigrants. The original inhabitants of India are not the Dravidians (who were also outsiders) but the pre- Dravidian tribals e.g. bhils, santhals, gonds, todas, etc. (i.e. the Scheduled Tribes). These comprise only about 7% to 8% of the Indian population today (for details see the above mentioned judgment online).

This explains the tremendous diversity in India – so many races, castes, religions, languages, cultures etc. China is larger than India, both in population and in land area, but there is broad (though not absolute) homogeneity in China. All Chinese have Mongoloid faces, 95% belong to one ethnic group called the Han, there is one written script mandarin etc. On the other hand India is characterized by its tremendous diversity, which is broadly due to the fact that it is largely a country of immigrants.

Hence to bring the country together it is essential that all the communities, regions, lingual groups etc., be given equal respect and to be treated equally, and this the Constitution does through Articles 14 to 18 (the equality provisions), Article 25 (freedom of religion), etc.

When India became independent in 1947 Partitions riots were taking place, and large parts of the country were engulfed in religious madness. Pakistan had declared itself an Islamic state, and there must have been tremendous pressure on Pandit Nehru and our leaders to declare India a Hindu state. When passions are inflamed, it is difficult to keep a cool head. It is the greatness of Pandit Nehru and our other leaders that they kept a cool head and resisted the pressure of declaring India a Hindu state. They declared India as a secular state, which was the correct decision in a sub continent of such tremendous diversity. This becomes evident when we see what is happening in our neighbouring country. In Hinsa Virodhak Sangh vs. Mirzapur Moti Kuresh Jamat (2008) the Supreme Court elaborately discussed our secularism.

The Indian Constitution sets up a federal form of a government. Federalism caters to regional aspirations. In a country of such tremendous diversity federalism is absolutely essential. Thus, the Naga people have their own government and so do the Tamil people, the people of Punjab, of Orissa, Assam, Bengal etc. There is also a central government which is for all. The jurisdiction of the Centre and the States is demarcated by Articles 245 to 248 and the Seventh Schedule.

Unity amongst diversity is a basic theme of the Indian Constitution. Article 301 which states that trade and commerce shall be free throughout the territory of India, provides for economic unity of India, and political unity depends upon economic unity. Article 301 in effect implies that India is one economic unit, and the various states are not separate units. Thus a manufacturer having his factory in Tamil Nadu can freely sell his goods in North India, West India or East India.

India must remain united because only a united India can provide the huge market which a modern industry must have, and it is only modern industry which can generate the wealth required to lift our people out of poverty and other social evils like unemployment, lack of healthcare, etc and give them a decent life. The Indian Constitution is an important mechanism for maintaining the unity of India, a country with tremendous diversity.

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